We help our private clients go public by delivering SOX readiness services, and we help our publicly traded clients maintain ongoing SOX compliance.

In partnership with management, and with input from your external auditor, we develop a roadmap to achieve compliance. Our SOX services engagements typically include the following -

Service Offerings

• 1. SOX readiness and preparation (companies preparing for an IPO or de-SPAC transaction)

• 2. Financial statement risk assessments

• 3. Controls identification and documentation (flowcharts, risk and control matrices)

• 4. Controls gap analysis, design, implementation, testing, and reporting

• 5. COSO 2013 framework mapping

• 6. IT general controls (ITGC) assessment

• 7. Management review controls (MRC) and electronic audit evidence (or IPE) assessment

• 8. Control deficiency remediation plan development and implementation

• 9. Service organization control (SOC) report analysis